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Plea Bargaining Institute Files Amicus Brief with U.S. Supreme Court

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  The Plea Bargaining Institute has filed its first amicus brief with the United States Supreme Court in the case of Hunter v. United States. The case involves a defendant who gave a blanket waiver of the right to appeal as part of a plea bargain but later sought to challenge his sentence as unconstitutional. The case raises important questions regarding what limits or guardrails should be imposed on plea bargaining. The brief included discussion of studies regarding the reliability of pleas of guilty, the forces leading defendants to plead guilty, the phenomenon of false pleas of guilty by the innocent, and defendants’ knowledge and understanding of plea bargaining and their plea agreements. From the PBI amicus brief summary of argument section: That the Hunter case concluded with a plea of guilty is not surprising.   As acknowledged by this Court in Lafler v. Cooper , 566 U.S. 156, 170 (2012), “ [C]riminal justice today is for the most part a system of pleas, not a system...

SDNY Rules Trial Penalty Unconstitutional

In March 2025, Judge Jed Rakoff of the Southern District of New York issued an opinion challenging the constitutionality of what has been described as the "trial penalty." From the opinion: Why do so few cases go to trial? One reason is the so-called “trial penalty.” Since a prosecutor typically charges -- and is currently required to charge at the outset -- the most serious crimes she can prove, a plea bargain to a lesser charge reduces the risk of the often much higher penalty a defendant would face if convicted at trial. And given the prevalence of legislatively-prescribed mandatory minimum prison terms, there is little a judge can do about this in many cases. Moreover, even in those cases where the charges do not carry mandatory minimum prison terms, the Sentencing Guidelines (“Guidelines”) effectively reinforce the trial penalty by reducing the offense level calculation by two points if the defendant “clearly demonstrates acceptance of responsibility” by pleading guilty,...

Growing Use of Sentencing Differentials in Resentencings

Much attention has been focused in recent years on sentencing differentials in the plea bargaining context. The term sentencing differential captures the difference in sentence received by defendants who proceed to trial versus the sentence of codefendants or similarly situated defendants who plead guilty. For example, a Vera Institute Report from 2020 entitled  In the Shadows  noted that the odds of incarceration were 2.7 times greater for those who went to trial and the sentences in their review were 57 percent longer.  See  Ram Subramanain et al, Vera Inst. of Just.,  In the Shadows: A Review of the Research on Plea Bargaining  (Sept. 2020). Many have argued that this represents a punishment for exercising one's Constitutional right to trial by jury, leading some to call this phenomenon the "Trial Penalty."  Academics have been focusing a light on this phenomenon for some time and there are now several cases indicating that the judiciary is listenin...